Boussard & Gavaudan Investment Management LLP: Form 8.3 –

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE / COMMUNICATION DISCLOSURE FOR

A PERSON WITH INTERESTS IN RELEVANT SECURITIES THAT REPRESENT 1% OR MORE

Rule 8.3 of the Procurement Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/transactions are being disclosed: Boussard & Gavaudan Investment Management LLP

Boussard & Gavaudan Gestion SAS

acting on behalf of various funds

(b) Owner or controller of disclosed interests and short positions, if different from paragraph 1(a):

It is not enough to name designated companies or vehicles

(c) Name of the offeror/offer in relation to the relevant securities to which this form relates:

Use a separate form for each offeror/offeeee

NortonLifeLock Inc.

(d) If an exempt fund manager is related to an offeror/offeree, state this and specify the identity of the offeror/offeree:
(e) Date of position held/trading: August 18, 2022
(f) Has the discloser previously disclosed, or is disclosing today, in accordance with the Code with respect to any other part of this offering? Yes / Avast plc

2. POSITIONS OF THE PERSON WHO MAKES THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the post-transaction disclosure relates (if any).

Relevant security class: Common USD 0.01

ISIN: US6687711084

Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 304,543 0.05%
(2) Derivative CFDs (other than options): 29,437 0.00%
(3) Options and buy/sell agreements:
TOTAL: 333,980 0.05%

All interests and all short positions must be disclosed. Details of any open positions in derivatives or options, or agreements to buy or sell relevant securities, must be provided in a Supplementary Form 8 (Open Positions).

Relevant security class: 2,000% senior unsecured convertible notes due August 2022

ID: US668771AB40

Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00%
(2) Derivative CFDs (other than options): 0 0.00%
(3) Options and buy/sell agreements:
TOTAL: 0 0.00%

(b) Rights to subscribe for new securities (including director options and other executive options)

Relevant security class in relation to which the subscription right exists:
Details, including the nature of the rights in question and relevant percentages:

If there are positions or rights to underwrite to disclose in more than one class of relevant securities of the offeror or offeree mentioned in paragraph 1(c), copy Table 2(a) or (b) (as applicable) for each additional class of relevant securities. safety

3. TRACTIONS (IF ANY) OF THE PERSON WHO MADE THE DISCLOSURE

a) Purchases and sales

Relevant security class Buy Sell Number of values Price per unit USD
Common USD 0.01 buy 16,028 23.94

(b) Derivative transactions (other than options)

Relevant security class Product description

for example, CFDs

Nature of the deal

e.g. ex. open/close a long/short position, increase/decrease a long/short position

Number of reference values Price per unit

USD

Common USD 0.01 CFD Decrease a short position 1,549 23.94

(c) Option Transactions on Existing Securities

(and) Write, sell, buy or vary

Relevant security class Product description e.g. ex. call option Write, buy, sell, vary, etc. Number of values ​​the option refers to Exercise price per unit type

for example, American, European, etc.

Expiry date Option money paid/received per unit

(ii) Exercise

Relevant security class Product description

e.g. ex. call option

Number of values Exercise price per unit

(d) Other operations (including the subscription of new securities)

Relevant security class Nature of the deal

eg subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts must be indicated.

Where there have been transactions in more than one class of relevant securities of the offeror or offeree referred to in paragraph 1(c), copy Table 3(a), (b), (c) or (d) (as applicable) for each relevant class of security dealt with.

4. OTHER INFORMATION

(a) Indemnities and Other Bargaining Agreements

Details of any indemnification or option agreement, or any agreement or arrangement, formal or informal, relating to the relevant securities that may provide an incentive to trade or refrain from trading entered into by the person making the disclosure and any party to the offer or any person. acting in concert with a part of the offer:

If there are no such agreements, arrangements or understandings, please indicate “none”

none

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person related to:

(i) the voting rights of any relevant security under any option; or

(ii) the voting rights or the acquisition or future disposition of any relevant security to which any derivative refers:

If there are no such agreements, arrangements or understandings, please indicate “none”

none

(c) Attachments

Is a supplementary form 8 (open positions) attached? NO

Date of disclosure: 19th August 2022
Contact name:

Winner Deborah

Phone number:

+44 203 751 54 12

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be sent by email to the Bid Panel at [email protected]. The Panel Market Surveillance Unit is available for consultation in relation to the business disclosure requirements of the Code on +44 (0)20 7638 0129.

The Code can be consulted on the website of the Panel a www.thetakeoverpanel.org.uk.

  • 08/18/2022 NortonLifeLock Inc

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